In today’s edition of Daily Compliance News: • Another guilty verdict in FCPA trial. (WSJ) • Samsung guility of FCPA violations, pays $75MM and gets DPA. (DOJ Press Release) • Tyler Swift calls out Carlyle Group over Scooter Braun imbroglio. (NYT)...By: Thomas Fox
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SEC Chair Jay Clayton is reduced to having a PR firm create fake investor letters to support a SEC rule change. The Astros cheating scandal gets worse. As Tom worries MLB might take away his replica World Series Championship Trophy and Jay consoles...By: Thomas Fox
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Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection - they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the Compliance...By: Thomas Fox
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From Vaudeville to the Silver Screen to the Small Screen, the Marx Brothers made an impact wherever people found them. Now Tom Fox and Mike Volkov have wedded their love of the Marx Brothers with their passion for compliance and bring them into the...By: Thomas Fox
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this Part 1 of a special two-part episode, Mary Shirley begins a conversation with Cindy Morrison. Cindy is the Director of Compliance at Post Holdings,...By: Thomas Fox
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In today’s edition of Daily Compliance News: Top Vatican AML official leaves post. (YahooNews) SEC Chair cites fishy letters as support for his policy change. (Bloomberg) Federal workers who failed to check in on Epstein arrested. (NYT) FedEx boss...By: Thomas Fox
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The market favors training that is interactive, scenario-based and topical. People also want compliance programs to have shorter, more frequent communication. You can have all of this with Peak Compliance Training: their technology allows you to pull...By: Thomas Fox
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In today’s edition of Daily Compliance News: • FBI warned BOA not to purchase Constellation. (FT) • Guy who wrote the book on Latin American crime charged with money laundering. (WSJ) • Trump advertises his hotel on Twitter. (MarketWatch) • SEC...By: Thomas Fox
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In today’s edition of Daily Compliance News: • Keppel Offshore lawyer sentenced to time served for FCPA vioations. (FCPA Blog) • Turns out Trump is pro-vaping. (NYT) • Watching PR disaster in real-time. (FT) • WeWork under SEC investigation. (San...By: Thomas Fox
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In today’s edition of Daily Compliance News: • Did Under Armour’s aggressive sales goals lead to accounting fraud? (WSJ) • Google says it will give advertiser less data. Do you believe them? (WSJ) • Managing risk. Smith & Wesson to be spun off....By: Thomas Fox
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