Legal News

With KPMG in the news for one of the biggest ethical trainwrecks in recent memory (or since the last biggest ethical trainwreck-Walmart) Tom and Jay return to discuss both events some of this week’s top compliance and ethics stories which caught...By: Thomas Fox

In today’s edition of Daily Compliance News: • Nissan and Renault agree to resolve corp governance dispute. (WSJ) • Swedebank suspends Estonian unit CEO and CFO. (New York Times) • Deutsche Bank may face criminal investigation for AML lapses. (NYT)...By: Thomas Fox

In this episode of Great Women in Compliance, Lisa speaks with Andrea Bonime Blanc, who has "done it all" during her career in compliance.  Andrea has been a leader in this area since the "greed is good" era in 1980s New York, has developed and...By: Thomas Fox

In this episode of Great Women in Compliance, Lisa speaks with Andrea Bonime Blanc, who has "done it all" during her career in compliance.  Andrea has been a leader in this area since the "greed is good" era in 1980s New York, has developed and...By: Thomas Fox

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a...By: Thomas Fox

In this five-part podcast series, sponsored by Assent Compliance Inc. (Assent), I explore market impacts of emerging regulations on supply chain compliance and the supply chain professional. During the course of this series, I visit with several...By: Thomas Fox

In this episode of Trekking Through Compliance, we consider the episode Balance of Terror  which aired on December 15, 1966, Star Date 1709.1. Compliance Takeaways: As a CCO, you must not allow racism in your organization. Does your speak up...By: Thomas Fox

In this episode of Trekking Through Compliance, we consider the episode Dagger of the Mind which aired on November 3, 1966, Star Date 2715.1. Compliance Takeaways: Be careful at Christmas parties. How do you test new protocols? How you treat your...By: Thomas Fox

Over the course of this podcast series, sponsored by Affiliated Monitors, Inc. (AMI), I have visited with Eric Feldman, Senior Vice President of AMI. We have considered the Department of Justice (DOJ) Evaluation of Corporate Compliance Programs, (the...By: Thomas Fox

In this episode of Trekking Through Compliance, we consider The Naked Time, which aired on September 29, 1966, Star Date 1704.2....By: Thomas Fox