Legal News

I remember when I first saw the political sign as a freshman at Stony Brook over 25 years ago where the student government Acting Treasurer Naala Royale was running for her own full term. Her motto for the race was that “If it Ain’t Broken, Don’t Fix...By: Ary Rosenbaum

If you look at my office or my den, you’d think I ransacked Steiner Sports since I collect a lot of autographed memorabilia. Steiner Sports was one of the premier sports marketing firms and they were just sold off in a fire sale to Fanatics for just....By: Ary Rosenbaum

Too many plan sponsors ignore their retirement plans and by doing that, they are unknowingly putting themselves in harm’s way. I know that plan sponsors are busy running their own businesses, but the nature of 401(k) plans requires their undivided...By: Ary Rosenbaum

As a 401(k) plan sponsor, you need to understand that an integral part of limiting your liability when participants are having plan enrollment/education meetings....By: Ary Rosenbaum

It’s 2019 and one area that the Department of Labor (DOL) could help both the retirement plan industry and plan sponsors out is making electronic disclosures and notices the default option and go with the times.......By: Ary Rosenbaum

I’m not afraid of many things, except making the deep water and the heights. I’m not afraid of the Department of Labor (DOL) because I listen to what they’re trying to say. So if they say that missing participants are a concern, I’m going to advise...By: Ary Rosenbaum

It’s 2019 and while the hardship rules are changing for 2020, keep in mind that hardship distributions need to be substantiated by plan participants.......By: Ary Rosenbaum