X
23Jan

The problem of a recordkeeping asset-based fee

Ary Rosenbaum | | Return|
A long time in a galaxy, far far away (the time before fee disclosure regulations), I talked to the top salesman of a certain third-party administration (TPA) firm that charged an asset-based fee. The TPA wasn’t a producing one, they just did the TPA...
By: Ary Rosenbaum
Source Url: https://www.jdsupra.com/legalnews/the-problem-of-a-recordkeeping-asset-56191/

Related

403(b) Plans Must Comply with the “Once In, Always In” Rule This Year

Tax-exempt employers whose 403(b) plans have failed to comply with the “once in, always in” eligib...

Read More >

ERISA (1st Cir.): What is the Remedy for Providing Inadequate Notice of Reason for Claim Denial?

You know that ERISA requires that the claimant receive “adequate notice in writing…setting forth t...

Read More >

[Video] Creativity and Compliance-Introduction

Welcome to the Creativity in Compliance Podcast - a new offering from the Compliance Podcast Network...

Read More >

Kroger to Pay $40,000 to Settle EEOC Disability Discrimination Lawsuit

Jonesboro Supermarket Refused to Accommodate Disabled Employee and Unlawfully Fired Him, Federal Age...

Read More >

The multiple loan problem

As a 401(k) plan sponsor, you need to know that plan errors happen all the time. A 401(k) plan has s...

Read More >

[Video] Investment Management and Private Funds Roundtable – June 2020

Pepper Hamilton partner Gregory J. Nowak hosted another virtual Investment Management and Private Fu...

Read More >