07Oct
District of Rhode Island Dismisses In-House Attorney’s SOX Whistleblower Claim for Lack of Protected Activity
On July 19, 2019, the U.S. District Court for the District of Rhode Island granted an employer’s motion to dismiss a SOX whistleblower claim, holding that the Plaintiff—an in-house attorney—failed to allege sufficient facts to show he had an...
By:
Proskauer - Whistleblowing & Retaliation
Related
Last week, on December 20, 2019, the U.S. Department of the Treasury and Internal Revenue Service (t...
Read More >
I’ve been an ERISA attorney for 19 years and I’ve seen a lot of 401(k) plan sponsors that have lia...
Read More >
The most frequently asked question at all-hands meetings for a securities offering is “What financi...
Read More >
Tax-exempt employers whose 403(b) plans have failed to comply with the “once in, always in” eligib...
Read More >
The COVID-19 pandemic has shaken M&A transactions. Companies that entered into deal negotiations man...
Read More >
Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this P...
Read More >