X
20Sep

The good old days for advisors are gone

Ary Rosenbaum | | Return|
In the good old days of participant-directed 401(k) plans, a good chunk of financial advisors did very little work for the plans that they advised. Many of them sat back, collected their trail or asset-based fee, and maybe saw the client once a year....
By: Ary Rosenbaum
Source Url: https://www.jdsupra.com/legalnews/the-good-old-days-for-advisors-are-gone-52272/

Related

[Video] FCPA Compliance Report-Episode 442-Serco Geografix DPA

In this episode I visit with Sacha Harber-Kelly, a partner at Gibson Dunn in the UK and Steve Melros...

Read More >

Effects of COVID-19 on M&A Transactions: Economics of Buying and Selling (Part I)

This is the first installment of a two-part series highlighting M&A transaction issues for buyers an...

Read More >

Beltway Buzz - February 2020 #3

EEOC Clarifies EEO-1 Requirements. The Equal Employment Opportunity Commission (EEOC) confirmed that...

Read More >

Office of Planning Introduces First Phase of Amendments to Increase Inclusionary Zoning

On January 18, 2021, the Office of Planning (“OP”) introduced its first set of proposed amendments...

Read More >

Web Exclusive: November 2019: The Top 12 Labor And Employment Law Stories

It’s hard to keep up with all the recent changes to labor and employment law. While the law always ...

Read More >

[Video] Is the #MeToo Movement Over? - Employment Law This Week® - Trending News

A Trending News video from Employment Law This Week®: According to The New York Times, over 200 exe...

Read More >