X
20Sep

The good old days for advisors are gone

Ary Rosenbaum | | Return|
In the good old days of participant-directed 401(k) plans, a good chunk of financial advisors did very little work for the plans that they advised. Many of them sat back, collected their trail or asset-based fee, and maybe saw the client once a year....
By: Ary Rosenbaum
Source Url: https://www.jdsupra.com/legalnews/the-good-old-days-for-advisors-are-gone-52272/

Related

Record-Breaking Personal Injury Award Highlights Tools for Defendants Facing Excessive Verdicts

A recent personal injury verdict in Brooklyn is one of the largest ever awarded to a single plaintif...

Read More >

Alert: Investment Funds Beware: Proposed HSR Amendments Would Increase Reporting Obligations

The US Federal Trade Commission and Department of Justice announced proposed changes to the rules go...

Read More >

An Illustration of Remote Controller Fiduciary Liability

Under Delaware law, indirect controllers of a Delaware limited liability company (“LLC”) can owe l...

Read More >

Final Amendments to M&A Financial Statement Disclosures Adopted by SEC

Executive Summary. On May 21, 2020, the Securities and Exchange Commission (SEC) adopted amendments ...

Read More >

Exide Technologies to Pay $45,000 to Settle EEOC Disability Discrimination Lawsuit

Battery Manufacturer Rescinded Its Job Offer Based on Unfounded Fears of Safety, Federal Agency Char...

Read More >

DOJ Updates Guidance on Evaluating Corporate Compliance Programs

Earlier this month, the Criminal Division of the United States Department of Justice (DOJ) updated i...

Read More >