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14Nov

Financial Services Weekly News: SEC Amends FINRA IPO Allocations Rules

Goodwin | | Return|
In This Issue. The Securities and Exchange Commission (SEC) approved amendments to the Financial Industry Regulatory Authority’s (FINRA) initial public offering (IPO) allocations rules, expanding the exemptions and exclusions in helpful ways. The SEC...
By: Goodwin
Source Url: https://www.jdsupra.com/legalnews/financial-services-weekly-news-sec-35917/

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