X
14Nov

Financial Services Weekly News: SEC Amends FINRA IPO Allocations Rules

Goodwin | | Return|
In This Issue. The Securities and Exchange Commission (SEC) approved amendments to the Financial Industry Regulatory Authority’s (FINRA) initial public offering (IPO) allocations rules, expanding the exemptions and exclusions in helpful ways. The SEC...
By: Goodwin
Source Url: https://www.jdsupra.com/legalnews/financial-services-weekly-news-sec-35917/

Related

2019 Nevada Employment Legislation Updates

Over the last two years, the Nevada Legislature has passed a substantial number of laws affecting Ne...

Read More >

Pay, Leave, and Scheduling Issues Due to the Coronavirus (COVID-19)

With hourly reports of a possible coronavirus (COVID-19) pandemic in the news, employers are confron...

Read More >

Earnouts in M&A Transactions

An “earnout” is a deal mechanism used in a merger and acquisition transaction (“M&A Transaction”...

Read More >

IRS Announces 2020 Dollar Limitations for Retirement Plans

The IRS has announced the 2020 annual dollar limitations for retirement plans based on the applicabl...

Read More >

Coronavirus: How Louisiana's Stay-at-Home Order May Affect the Construction Industry

On March 22, 2020, in response to the COVID-19 pandemic, Governor Edwards issued Proclamation Number...

Read More >

Should Investors be Wary of Esports Arenas? Traditional Stadium Litigation Hints at Risk

As esports have remained resilient during the pandemic, investors have shown a commitment to levelin...

Read More >