X
14Nov

Financial Services Weekly News: SEC Amends FINRA IPO Allocations Rules

Goodwin | | Return|
In This Issue. The Securities and Exchange Commission (SEC) approved amendments to the Financial Industry Regulatory Authority’s (FINRA) initial public offering (IPO) allocations rules, expanding the exemptions and exclusions in helpful ways. The SEC...
By: Goodwin
Source Url: https://www.jdsupra.com/legalnews/financial-services-weekly-news-sec-35917/

Related

COVID-19 Update: Practical Guide for Employers in Singapore

The coronavirus outbreak which was first alerted to the World Health Organisation (WHO) by Chinese a...

Read More >

AB 9 Extends Employees’ Statute of Limitations to File Discrimination Charges in California to Three Years—Employers, This Affects You!

On October 10, 2019, California Governor Gavin Newsom signed AB 9 into law, which, effective January...

Read More >

H-1B Cap: New Year, New Lottery System!

United States Citizenship and Immigration Services (USCIS) announced that it’s implementing changes...

Read More >

Unpacking Differences in Public and Private Hospital M&A

Across the public hospital sector, M&A activity has increased significantly over the past decade. Gi...

Read More >

Connecticut Charitable Organizations May See A Reduction In Unrelated Business Taxable Income In 2020 Due To The Repeal Of The Federal Parking Tax

As part of the Tax Cuts and Jobs Act of 2017, the cost of providing certain transportation fringe be...

Read More >

New California Crown Act Reminds Employers to Carefully Consider Workplace Dress and Grooming Policies

California Governor Gavin Newsom has signed into law the nation’s first bill banning discrimination...

Read More >