14Nov
Financial Services Weekly News: SEC Amends FINRA IPO Allocations Rules
In This Issue. The Securities and Exchange Commission (SEC) approved amendments to the Financial Industry Regulatory Authority’s (FINRA) initial public offering (IPO) allocations rules, expanding the exemptions and exclusions in helpful ways. The SEC...
By:
Goodwin
Related
New York Governor Andrew Cuomo has signed into law a bill which, effective immediately, prohibits em...
Read More >
The FTC has announced the annual changes to the Hart-Scott-Rodino (HSR) Act filing thresholds. The ...
Read More >
Stop me if you’ve heard this story before. The Board sets a growth target for the upcoming year. Th...
Read More >
As discussed in our prior blog entry, the IRS recently released final regulations making a number of...
Read More >
Recently Victoria’s Secret captured headlines that had nothing to do with the retailer’s famous fa...
Read More >
Following through with its promise to take enforcement actions against companies marketing cannabis-...
Read More >