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18Nov

Commissioners Pierce and Roisman Dissent to Broad Interpretation of Internal Accounting Controls

On October 15, 2020, the US Securities and Exchange Commission (SEC) issued a cease and desist order (Order), settling charges against a registrant for controls violations relating to a stock buyback plan implemented during acquisition discussions....
By: Mayer Brown Free Writings + Perspectives
Source Url: https://www.jdsupra.com/legalnews/commissioners-pierce-and-roisman-39248/

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