19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Related
On July 11, 2018, New York State enacted a sweeping new law aimed at combatting sexual harassment in...
Read More >
Still hard at work as we head into mid-September, the National Labor Relations Board, in a 3-1 decis...
Read More >
Failing to properly classify an individual as an independent contractor can result in expensive pena...
Read More >
I always loved the movie Donnie Brasco, it’s a great story about the non-glamorous side of organize...
Read More >
The IRS has just issued the cost of living adjustments for various retirement plan limitations that ...
Read More >
The US Department of Energy (DOE) published a final rule in the August 2 Federal Register that revis...
Read More >