19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Source Url: https://www.jdsupra.com/legalnews/finders-may-finally-be-keepers-sec-57173/
Related
Dealmakers are placing more emphasis on sustainability in the context of their investment practices....
Read More >
California employers need to pay heed to the recently announced California Division of Occupational ...
Read More >
The U.S. Small Business Association (the “SBA”) released on October 2, 2020 a Procedural Notice pr...
Read More >
In re Oracle Corp. Derivative Litig, Consol. C.A. No. 2017-0337-SG (Del. Ch. June 22, 2020) - At th...
Read More >
The New York State Senate and Assembly have passed two bills amending the New York Labor Law (NYLL) ...
Read More >
Sometimes. The CCPA states that a business should disclose any information that it is required to d...
Read More >