19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Related
On September 21, 2020, the Federal Trade Commission (“FTC”), with the concurrence of the Antitrust...
Read More >
United States businesses lose an average of seven percent of their annual revenues to employee theft...
Read More >
No job is finished until the paperwork is done, but compliant employers also know that no job is sta...
Read More >
The latest version of Assembly Bill 5, which codifies the California Supreme Court’s Dynamex decisi...
Read More >
The COVID-19 pandemic is having a profound impact on construction projects across Canada causing del...
Read More >
The US District Court for the District of Oregon on November 2 issued a temporary restraining order ...
Read More >