19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Related
On July 24, 2019, the Chicago City Council unanimously approved an ordinance, which would require Ch...
Read More >
The New York Senate and Assembly recently passed Senate Bill S2844B to strengthen current laws for e...
Read More >
The SEC recently amended its disclosure requirements for historical and pro forma financial statemen...
Read More >
This month, two federal circuit court of appeals reversed district courts’ grants of summary judgme...
Read More >
Corporate M&A activity burned white hot last year, reaching record highs of $1.74 trillion in value ...
Read More >
Just as no human being is naturally immune to the COVID-19 virus, no industry is immune to its econo...
Read More >