19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Source Url: https://www.jdsupra.com/legalnews/finders-may-finally-be-keepers-sec-57173/
Related
On Friday, March 13, 2020, the Federal Trade Commission (“FTC”) issued a press release regarding c...
Read More >
During FY 2018, the Japan Fair Trade Commission ("JFTC") received 321 notifications, which is the la...
Read More >
There is increased pressure by federal, state and local governments to minimize gatherings. Many bus...
Read More >
The election of Joe Biden is likely to usher in an era of more stable and predictable politics in th...
Read More >
The U.S. Renewable Energy Industry, including its construction market, like every sector of the econ...
Read More >
A recent decision by Singapore's highest court has held that a contractor must first establish that ...
Read More >