19Oct
Finders May Finally Be Keepers: SEC Proposes Rules Allowing for Unregistered Broker-Dealers to Participate in Capital-Raising Transactions Under Certain Circumstances
The ability to raise capital is one of the most critical challenges facing small businesses in the U.S. today. Capital can allow for exponential growth of a well-run startup with a good idea, but the lack of capital is the death knell for many others. While many small companies initially rely on friends and family for funding, there has perennially been a gap between raising money from those in your immediate circle and working with investment bankers who are registered broker-dealers for larger...
By:
White and Williams LLP
Related
The Social Security Administration (SSA) resumed sending Employer Correction Request Notices, more c...
Read More >
As we have previously reported, the IRS has made significant changes in the past few years to the wa...
Read More >
A California federal judge today granted the U.S. Women’s National Team an early victory in their p...
Read More >
Various federal statutes contain whistleblower provisions that protect employees who raise or report...
Read More >
Data privacy should be a top concern for US businesses that may enter into merger and acquisition tr...
Read More >
As we explained in our previous installment of this series, the impact of Covid-19 continues to crea...
Read More >