X
07Jul

Regulation Round Up - June 2020

30 June - The Financial Conduct Authority (“FCA”) announced that the deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons will be delayed from 9 December 2020 until 31 March 2021. The FCA published a statement setting out its expectations to help benchmark administrators and firms using Appointed Representative arrangements to apply the Approved Persons Regime during the Covid-19 pandemic....
By: Proskauer Rose LLP
Source Url: https://www.jdsupra.com/legalnews/regulation-round-up-june-2020-23662/

Related

Governor Baker's 3-31-20 Order Narrows Definition of Essential Services to Limit Permitted Construction Activities

Pursuant to its update issued March 31, 2020, the Commonwealth has revised the “COVID-19 Essential ...

Read More >

Pensions: What's new this week - 19 August

Welcome to your weekly update from the Allen & Overy Pensions team, bringing you up to speed on the ...

Read More >

It May Be a Global Economy, but ERISA Wants You to Keep Your Plan Assets in the United States

Enacted in 1974, ERISA celebrates its 45th birthday this year. A lot has changed in those 45 years. ...

Read More >

Legal issues for UK construction businesses - July 2019

Our latest round-up of Dentons' recent articles on topics that affect UK construction businesses.......

Read More >

Defying gravity: US M&A H1 2019: Private equity slows in 2019 as valuations continue to rise

Despite accumulating a vast, historic pile of capital for acquisitions, private equity has moderated...

Read More >

DOJ Updates Corporate Compliance Guidance, Continues Focus on Risk, Reporting, and Training

Earlier this week, the US Department of Justice published updated guidance on how it evaluates corpo...

Read More >