07Jul
Regulation Round Up - June 2020
30 June - The Financial Conduct Authority (“FCA”) announced that the deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons will be delayed from 9 December 2020 until 31 March 2021. The FCA published a statement setting out its expectations to help benchmark administrators and firms using Appointed Representative arrangements to apply the Approved Persons Regime during the Covid-19 pandemic....
By:
Proskauer Rose LLP
Related
On January 9, 2020, U.S. Citizenship & Immigration Services (USCIS) formally announced its implement...
Read More >
Investing in the behavioral health industry presents both opportunities and challenges for private e...
Read More >
We are now less than two months away from the new IR35 regime: important changes to the way companie...
Read More >
Seyfarth Synopsis: During his 2020 State of the State remarks, Governor Andrew Cuomo announced a sta...
Read More >
With Super Tuesday coming up on March 3, 2020, it’s smart for employers to have a plan on how to ha...
Read More >
Seyfarth Synopsis: CBD is “thriving” in the current regulatory environment, but is it doing so il...
Read More >