X
05Feb

Best Interest Standard of Care for Advisors #24

Regulation Best Interest: Rollover Recommendations for Pension Plan Benefits (Rollovers Part 8) - The SEC has issued its final Regulation Best Interest (Reg BI), Form CRS Rule, RIA Interpretation and Solely Incidental Interpretation. I am discussing...
By: Drinker Biddle & Reath LLP
Source Url: https://www.jdsupra.com/legalnews/best-interest-standard-of-care-for-68310/

Related

New York Prohibits Reproductive Health Decision-Making Discrimination

Following in the footsteps of New York City, which earlier this year prohibited employers from discr...

Read More >

[Event] Internal Investigations Workshop - June 8th - 10th, Lake Buena Vista, FL

The SCCE Internal Investigations Workshop provides two days of focused training on conducting compli...

Read More >

Finally, Hardship Distribution Regulations are Final

The Treasury Department and the Internal Revenue Service (collectively referred to hereafter as “IR...

Read More >

New Law Requires that California Employers Provide Two Different Notices of Any Deadline to Withdraw Funds from A Flexible Spending Account

Effective January 1, 2020, Assembly Bill 1554 requires that California employers notify employees wh...

Read More >

Refinancing remains resilient

Refinancing activity has proven an attractive option amid COVID-19 disruption, with borrowers in goo...

Read More >

Alert: CFIUS Update: Final Regulations Implement FIRRMA

The US Department of the Treasury has issued two final regulations implementing the Foreign Investme...

Read More >