X
05Feb

Best Interest Standard of Care for Advisors #24

Regulation Best Interest: Rollover Recommendations for Pension Plan Benefits (Rollovers Part 8) - The SEC has issued its final Regulation Best Interest (Reg BI), Form CRS Rule, RIA Interpretation and Solely Incidental Interpretation. I am discussing...
By: Drinker Biddle & Reath LLP
Source Url: https://www.jdsupra.com/legalnews/best-interest-standard-of-care-for-68310/

Related

Cooperative and Condominium Tax Abatement Safe from Prevailing Wage Requirement

Coops and condos will not need to pay their service employees prevailing wages to keep their units e...

Read More >

[Video] Daily Compliance News: February 27, 2020, the Hoskins FCPA verdict edition

In today’s edition of Daily Compliance News: 1. GOP chair of SEC voted against penalizing Wells Fa...

Read More >

NLRB Members Intend To Revisit Applicability Of ‘Contract Coverage’ Standard In Unilateral Change Cases

How the NLRB analyzes defenses to unilateral change unfair labor practice charges may be in for a su...

Read More >

Govt’s Failure to Grant REA Can Constitute Breach of Contract

The U.S. Court of Appeals for the Federal Circuit, in BGT Holdings LLC v. United States, recently he...

Read More >

ODOT Enforcement Of Social Distancing On Projects

On April 1, 2020, ODOT provided direction on enforcement of COVID-19 social distancing on ODOT proje...

Read More >

The Need for Cybersecurity and Privacy Due Diligence in M&A Transaction

The Need for Cyber Due Diligence in M&A Transactions - As technology continues to advance, allowing...

Read More >