10Oct
SEC Adopts Final ETF Rule to Streamline and Ease Product Development
On September 26, 2019, the Securities and Exchange Commission (“SEC”) adopted a new rule to modernize the regulation of most exchange-traded funds (“ETFs”). Rule 6c-11 (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940...
By:
Sullivan & Worcester
Source Url: https://www.jdsupra.com/legalnews/sec-adopts-final-etf-rule-to-streamline-37933/
Related
On July 22, 2019, the Office of Federal Contract Compliance Programs (OFCCP) issued its second Opini...
Read More >
The National Labor Relations Board (NLRB) has issued a Notice of Proposed Rulemaking (NPRM) that inc...
Read More >
Not to be outdone by the New York State legislature’s flurry of eleventh-hour lawmaking (which we p...
Read More >
Dopo un lungo iter di approvazione il 16 luglio 2020 è stato pubblicato in GU n.178 - Suppl. Ordinar...
Read More >
One of the foremost threats companies face today is that posed by cybercriminals, and the unique vul...
Read More >
Colorado employers recently received important clarification regarding their obligation to pay out a...
Read More >