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10Oct

SEC Adopts Final ETF Rule to Streamline and Ease Product Development

On September 26, 2019, the Securities and Exchange Commission (“SEC”) adopted a new rule to modernize the regulation of most exchange-traded funds (“ETFs”). Rule 6c-11 (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940...
By: Sullivan & Worcester
Source Url: https://www.jdsupra.com/legalnews/sec-adopts-final-etf-rule-to-streamline-37933/

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