10Oct
SEC Adopts Final ETF Rule to Streamline and Ease Product Development
On September 26, 2019, the Securities and Exchange Commission (“SEC”) adopted a new rule to modernize the regulation of most exchange-traded funds (“ETFs”). Rule 6c-11 (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940...
By:
Sullivan & Worcester
Related
In Farro v. Schochet, the Second Department recently held that §1002 of the NY LLC Law restricted a ...
Read More >
On June 3, 2019, the SEC’s Office of the Whistleblower announced a $3 million award to two whistleb...
Read More >
Can an employee bring a claim against an employer if the employer bases an employment-related decisi...
Read More >
Recent reports of abuse in nursing homes are not only disturbing; they also shed light on the diffic...
Read More >
In a market with soaring multiples, private equity buyers are increasingly on the hunt to mitigate h...
Read More >
The U.S. Citizenship and Immigration Services (USCIS) has announced it is implementing an electronic...
Read More >