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27Aug

Standard of Care for Rollover Advice

The standard of care for rollover recommendations has been top of mind for broker-dealers beginning with the issuance of the Department of Labor’s (DOL’s) now vacated fiduciary rule, and more recently with the SEC’s Regulation Best Interest (Reg BI),...
By: Drinker Biddle & Reath LLP
Source Url: https://www.jdsupra.com/legalnews/standard-of-care-for-rollover-advice-98651/

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