X
27Aug

Standard of Care for Rollover Advice

The standard of care for rollover recommendations has been top of mind for broker-dealers beginning with the issuance of the Department of Labor’s (DOL’s) now vacated fiduciary rule, and more recently with the SEC’s Regulation Best Interest (Reg BI),...
By: Drinker Biddle & Reath LLP
Source Url: https://www.jdsupra.com/legalnews/standard-of-care-for-rollover-advice-98651/

Related

New IRS Guidance for Tax-Exempt Entities Funding Employee Benefits

The IRS recently released a final regulation clarifying how voluntary employees’ beneficiary associ...

Read More >

Healthcare & Life Sciences Private Equity Deal Tracker: Physicians Acquire Steward Health Care From Cerberus

Steward Health Care has announced it has structured a recapitalization transaction with Cerberus Cap...

Read More >

Hiring in New Jersey? Salary History Ban Sprouts in Garden State

Thomas J. Szymanski Effective January 1, 2020, private employers in New Jersey are prohibited from a...

Read More >

Significant Changes to Dutch Employment Law Take Effect

The Situation: Several changes to Dutch employment law took effect January 1, 2020, most notably tho...

Read More >

Colorado Labor Agency Proposes Revisions To Wage Rules That Include Bar On Vacation Pay Forfeiture

The Colorado Department of Labor and Employment (CDLE) has proposed amendments to its Wage Protectio...

Read More >

NLRB Breaks With 70 Years of Precedent and Develops a New Test for Unilateral Changes

In MV Transportation, Inc., a 3 to 1 majority of the National Labor Relations Board recently abandon...

Read More >