27Aug
Standard of Care for Rollover Advice
The standard of care for rollover recommendations has been top of mind for broker-dealers beginning with the issuance of the Department of Labor’s (DOL’s) now vacated fiduciary rule, and more recently with the SEC’s Regulation Best Interest (Reg BI),...
By:
Drinker Biddle & Reath LLP
Related
Despite accumulating a vast, historic pile of capital for acquisitions, private equity has moderated...
Read More >
Pepper Hamilton is launching a three-part webinar series on transaction costs. We will address the f...
Read More >
While initially disappointing, the US$108.8 billion in total global PE transaction value in Q3 repre...
Read More >
Fiat Chrysler and France’s PSA Group completed their mega-auto-merger first agreed-to in late 2019,...
Read More >
On May 20, 2020, the Securities and Exchange Commission formally adopted amendments to financial dis...
Read More >
Today, the Supreme Court of the United States granted certiorari in the following cases: Our Lady o...
Read More >