11Aug
[Video] 31 Days to a More Effective Compliance Program - The Board of Directors as an Internal Control
James Doty, former Commissioner of the Public Company Accounting Oversight Board (PCAOB) was once asked if the Board or its sub-committee which handles audits was a part of a company’s internal financial controls. He answered that yes, he believed that was one of the roles of an Audit Committee or full Board. I had never thought of the Board as an internal control but the more I thought about it, the more I realized it was an important insight for any Chief Compliance Officer or compliance...
By:
Thomas Fox
Related
On June 13, 2019, Nevada Governor Steve Sisolak signed SB 312 (“Law”), which imposes new paid leav...
Read More >
OHL and Contrack v. Qatar Foundation [2019] - A decision of an English court in October 2019 has c...
Read More >
A consensual affair between a superior and subordinate can advance to a quid pro quo harassment clai...
Read More >
In its recent decision in R. v Secretary of State for Transport, the Court of Appeal ruled that the ...
Read More >
Multiple Employer Plans: Proposed IRS Regulations Eliminate the “One Bad Apple” Rule - A multipl...
Read More >
The ability to raise capital is one of the most critical challenges facing small businesses in the U...
Read More >