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28Jun

A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries

On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace.  Reg BI adopts a...
By: Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/

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