X
28Jun

A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries

On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace.  Reg BI adopts a...
By: Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/

Related

Court Clarifies Municipalities’ Obligations under Environmental Rights Amendment

Monday’s Pennsylvania Commonwealth Court ruling said the Thornbury Township Zoming Hearing Board in...

Read More >

Activist Investor to Pay $609,810 to Settle HSR Violations

Activist investor Third Point LLC and three funds that it controls have agreed to settle Federal Tra...

Read More >

IRS Announces 2020 Retirement Plan Limitations – Most Limits are Increased

The Internal Revenue Service announced the 2020 cost-of-living adjustments to the dollar limitations...

Read More >

Financial Daily Dose 6.28.2019 | Top Story: Ford Announces Job Cuts in Europe

Ford announced major cuts to its European workforce yesterday, announcing that it would reduce its o...

Read More >

UK Life Sciences and Healthcare Newsletter: Market News

Recent notable industry transactions. Royal Philips announced that it has agreed to acquire Capsule...

Read More >

Healthcare & Life Sciences Private Equity Deal Tracker: JLL Partners Acquires MedeAnalytics

JLL Partners has announced it has acquired MedeAnalytics. MedeAnalytics, based in Richardson, Texas...

Read More >