28Jun
A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries
On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace. Reg BI adopts a...
By:
Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/
Related
On December 20, 2019, President Trump signed into law the Setting Every Community Up for Retirement ...
Read More >
In a significant decision for employers, a Colorado appellate court recently upheld an employer’s p...
Read More >
On 28 August 2019 investment advisor Third Point LLC (Third Point) and three funds under its control...
Read More >
California recently enacted AB 1554 which purportedly requires an employer to notify employees of an...
Read More >
The Setting Every Community Up For Retirement Enhancement (“SECURE”) Act, which was enacted into l...
Read More >
2019 was a banner year for public-private partnerships ("P3s") in the United States. More states tha...
Read More >