X
28Jun

A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries

On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace.  Reg BI adopts a...
By: Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/

Related

Funds and asset management regulatory news, October 2020 # 2

Climate-related disclosures for asset managers and FCA-regulated pension schemes: FCA correspondence...

Read More >

Do IEP Meetings Count? Yes, Attendance at IEP Meetings is Qualifying Reason for FMLA Leave

In an August 2019 opinion letter, the U.S. Department of Labor ("DOL") clarified whether attending a...

Read More >

Five Highlights From a Busy Month for the NLRB

The National Labor Relations Board (NLRB) has been busy the past few weeks. Below are the top five h...

Read More >

Distracted Driving and Pennsylvania Workers’ Compensation

On October 16, 2017, a truck crashed into the back of a Harley-Davidson on Interstate 81 in Cumberla...

Read More >

Commercial and Construction Disputes Arising from COVID-19

Following the first reports of acute respiratory syndrome in China at the end of 2019, Chinese autho...

Read More >

Is your company covered by California’s new privacy law?

On Jan. 1, 2020, the California Consumer Privacy Act (CCPA), a consumer-friendly privacy law inspire...

Read More >