X
28Jun

A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries

On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace.  Reg BI adopts a...
By: Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/

Related

Financial Daily Dose 2.5.2020 | Top Story: Amazon Joins Trillion-Dollar Market Cap Club

Amazon closed out the trading day yesterday as an official member of the $1 trillion club for the fi...

Read More >

The message has to resonate

For some reason, my unincorporated village doesn’t have a mayor or village board of trustees, but w...

Read More >

Deeper Dive into the new Electronic Disclosure Safe Harbor

In April 2011, the U.S. Department of Labor (DOL) requested information from the public on how the D...

Read More >

Employee Burnout: A Workplace Safety Hazard?

Employee burnout is now an officially diagnosable condition. According to the World Health Organizat...

Read More >

Maryland Enacts a Statewide “Ban-the-Box” Law

During the 2019 legislative session, Governor Larry Hogan vetoed the Criminal Records Screening (or ...

Read More >

The rise of FDI regimes and their impact on M&A transactions

Foreign direct investment ("FDI") is an important part of the global economy: OECD data indicates th...

Read More >