X
28Jun

A Primer on the SEC's Regulation Best Interest for Plan Fiduciaries

On June 5, 2019, the Securities and Exchange Commission (“SEC”) adopted a final version of the Regulation Best Interest (“Reg BI”), finalizing its approach to policing conflicts of interest in the retail investment marketplace.  Reg BI adopts a...
By: Shipman & Goodwin LLP
Source Url: https://www.jdsupra.com/legalnews/a-primer-on-the-sec-s-regulation-best-81770/

Related

Considerations for October 1, 2019 Massachusetts Paid Family and Medical Leave Tax

Beginning on October 1, most employers in Massachusetts will be required to withhold tax to fund Mas...

Read More >

Settlement of First Delaware PE Busted Deal Case on Eve of Trial

In July 2020, Quinn Emanuel achieved a favorable settlement for its client Advent International in t...

Read More >

Second Circuit Stamps Out Approval Requirement for FLSA Claims Settled Via Rule 68 Offers of Judgment

On December 6, 2019, the U.S. Court of Appeals for the Second Circuit held in Yu v. Hasaki Restauran...

Read More >

New Guidance on EEO-1 Component 2 Data Submissions For Companies Involved in Corporate Transactions

The Equal Employment Opportunity Commission (EEOC) has released additional guidance regarding the ne...

Read More >

Retail Investments In Private Funds: Regulatory Obstacles and Opportunities

Over the past several years, regulators and market participants increasingly have called for the exp...

Read More >

U.S. Employers Weigh EEOC Guidance in Responding to Coronavirus

As the coronavirus disease 2019 (COVID-19) continues to spread, U.S. employers considering taking pr...

Read More >