Legal News

The Situation: The Australian Securities and Investments Commission ("ASIC") recently released its report on its corporate finance regulatory activities for the first half of 2019. The Result: While ASIC's report makes clear that the number of...By: Jones Day

As a retirement plan provider, you need to stand out in the crowd be- cause of the competitive nature of the business. Marketing is very near and dear to my heart because I built my practice with the eye on standing out in the crowd of ERISA...By: Ary Rosenbaum

You may have noticed a new trend in your workplaces of late without even realizing it. As recent graduates descend into the workforce in entry-level positions across America, you may be under the impression that you are engaging with yet another crop...By: Fisher Phillips

Social media is a great benefit for your 401(k) business, but sometimes it can be a disaster if you let it. I’ve seen too many business professionals and companies that get in trouble on Facebook for posting things that are just unprofessional......By: Ary Rosenbaum

Seyfarth Synopsis: On August 23, the Securities and Exchange Commission (the “Commission”), in a release entitled “Modernization of Regulation S- K Items 101, 103, and 105”, proposed changes to Regulation S-K significantly revising disclosure...By: Seyfarth Shaw LLP

In today’s edition of Daily Compliance News: Boeing whistleblower say safety system was vetoed on 737 MAX. (NYT) Credit Suisse in turmoil over spy scandal. (WSJ) DOJ closes inquiry into ENI for Nigeria, Algeria bribery allegations. (WSJ) AdvoCare...By: Thomas Fox

On January 1, 2020, the California Consumer Privacy Act (CCPA), a consumer-friendly privacy law inspired by the European Union’s General Data Protection Regulation, is set to take effect. The CCPA is aimed towards bolstering consumers’ privacy rights...By: Farella Braun + Martel LLP

BakerHostetler invites you to join us for an upcoming webinar, Federal Trade Commission - Antitrust Investigations - What You Should Know, offering vital insights into antitrust issues and investigations. Topics: • The FTC’s five new commissioners...By: BakerHostetler

Quality control (QC) programs and reporting are not new to the construction industry. Engineers’ and owner’s specifications, and even manufacturers’ product data sheets, make clear what procedures must be followed and what records must be prepared to...By: Bradley Arant Boult Cummings LLP

A federal district court in Ohio concluded that a 401(k) plan participant could assert fiduciary breach and prohibited transaction claims only on behalf of the plan in which she participated, and not on behalf of other plans. In this case, the...By: Proskauer - Employee Benefits & Executive