Legal News

In this five-part podcast series, we consider some of the basic questions around monitors and monitorships. I am joined in this podcast series by Jay Rosen, the Vice President of Business Development and Monitoring Specialist at Affiliated Monitors,...By: Thomas Fox

Hosts Tom Fox and Mike Volkov launch their new podcast series by talking about their favorite Marx Brothers movies and how it leads to a broader description of compliance. The title Why a Duck comes from a line in the famous 1929 Marx Brothers film...By: Thomas Fox

In today’s edition Sunday Book Review edition of Daily Compliance News: The Peterloo Massacre-Robert Reid Ballads and Songs of Peterloo-Allison Morgan Peterloo: The English Uprising- Robert Poole Peterloo: The Story of a Massacre-Jacqueline Riding...By: Thomas Fox

Richard Lummis and I are back to continue our series of exploring leadership through the study of US Presidents. This episode begins a short series on Gilded Age Presidents, now largely forgotten. In this episode we take up James Garfield.Some of the...By: Thomas Fox

Our hearts go out to the communities which have suffered gun-massacre tradgedies, the most recent being in El Paso TX and Dayton, OH. They consider this issue from the compliance perspective and turn their collective eyes to some of this week’s top...By: Thomas Fox

We have been getting accountability all wrong in the compliance profession. It’s not a set of tasks – it’s a way of thinking and it has to come from the heart as well as the head. On Accountability: The Heart of Compliance Tom Fox and Sam Silverstein...By: Thomas Fox

We are back with fan favorite Sherlock Holmes week. In this week’s special series of podcasts, I will focus on the first five from The Casebook of Sherlock Holmes, mining each story for themes and lessons related to the compliance professional,...By: Thomas Fox

In today’s edition of Daily Compliance News: 1. Swiss bank ignores compliance officer; pays $10.7M for tax evasion. (Compliance Week) 2. SFO issues guidance for corporate cooperation. (FCPA Blog) 3. Why DD in the pre-acquistion phase is so critical....By: Thomas Fox

In this episode of Trekking Through Compliance, we consider the episode Elan of Troyius which aired on December 20, 1968, Star Date 4372.5. Compliance Takeaways: Do you perform continuous monitoring of your 3rd parties? How deep does your 3rd party...By: Thomas Fox

In today’s edition of Daily Compliance News: • How bad is gun violence by white supremacist in America? Venezuela and Mexico issue travel warnings for coming to US. (MarketWatch) • Why do you need employee due diligence? (WSJ) • Is it really any...By: Thomas Fox