X
10Oct

Financial Services Weekly News: SEC Modernizes ETF Regulation, Issues Guidance on Performance and Fee Disclosures

Goodwin | | Return|
In This Issue. The Securities and Exchange Commission (SEC) adopted a rule permitting most exchange-traded funds that satisfy a set of standardized conditions to operate without the expense and delay of obtaining exemptive relief, while its Division...
By: Goodwin
Source Url: https://www.jdsupra.com/legalnews/financial-services-weekly-news-sec-84032/

Related

Imperfect or Unlawful Meal and Rest Break Policies Don’t Necessarily Support Class Certification in California

In a favorable opinion for employers, the California Court of Appeal for the Second District conclud...

Read More >

Brexit: No-Deal Immigration Arrangements for EU Citizens

The following alert is directed to organizations with a presence in the UK or who anticipate the nee...

Read More >

Highly Skilled Freelancers and Traditional Employers Benefit from Niche Gig Platforms

As the evolution of the gig economy continues, highly skilled workers who operate on a project-by-pr...

Read More >

Will Your Fiscal Intermediary Be Chosen to Participate in New York's CDPAP?

The New York State Department of Health (DOH) recently issued a Request for Offers (RFO) from eligib...

Read More >

CCPA: What You Need To Know About California's Sweeping New Privacy Law

The California Consumer Privacy Act (the CCPA), effective January 1, 2020, defines sweeping new priv...

Read More >

An Equitable Exception To the Four Corners Rule: The Eleventh Circuit Looks Beyond Operative Complaint To Find No Duty To Defend

Under Florida law, similar to that of other states, an insurer’s duty to defend is generally determ...

Read More >