21Sep
Funds First seminar – responding to a regulatory incident in the new world of SMCR
At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By:
Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/
Related
On Thursday, January 30, members of Verrill’s Labor & Employment Group and Employee Benefits & Exec...
Read More >
Yesterday the Senate confirmed, 53-to-44 , Eugene Scalia, son of late Supreme Court Justice Antonin ...
Read More >
Last month, the Illinois Supreme Court granted a petition for leave to appeal the Illinois Appellate...
Read More >
On 23 October 2019, the UK Supreme Court decided that Professor Ian Shanks, a former employee of Uni...
Read More >
With immigration enforcement in the news, some employers may be wondering what responsibilities they...
Read More >
On October 10, 2019, Gov. Gavin Newsom signed into law Assembly Bill 51. While styled as a bill pert...
Read More >