21Sep
Funds First seminar – responding to a regulatory incident in the new world of SMCR
At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By:
Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/
Related
On June 4, 2020, the Internal Revenue Service published Notice 2020-39 (Notice) which provides relie...
Read More >
On June 4, 2020, in response to the ongoing COVID-19 pandemic, the IRS issued Notice 2020-39 to prov...
Read More >
The Connecticut Department of Energy and Environmental Protection notified individuals by e-mail on ...
Read More >
The Law - On September 19, 2019, Governor Gavin Newsom signed Assembly Bill 5 (AB 5) into law. The ...
Read More >
Bloomberg is reporting that Walgreens Boots is weighing a potential deal “to take the company priva...
Read More >
On October 10, 2019, Governor Newsom signed AB 51, codified as Labor Code section 432.6, which prohi...
Read More >