21Sep
Funds First seminar – responding to a regulatory incident in the new world of SMCR
At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By:
Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/
Related
One Equity Partners has announced it acquired American Medical Technologies. American Medical Techn...
Read More >
Am 29. November 2019 hat Bundeswirtschaftsminister Peter Altmaier mit seiner überabeiteten „Industr...
Read More >
H.I.G. BioHealth Partners, the life-science investment affiliate of H.I.G. Capital, has announced th...
Read More >
Market Trends: What You Need to Know - Over the past almost 15 years covered by the ABA studies, ma...
Read More >
On August 9, 2019, Governor Andrew Cuomo signed legislation (S.04037/A.4204) that prohibits employme...
Read More >
On September 5, 2019, the Canadian Securities Administrators (CSA) published for comment proposed am...
Read More >