X
21Sep

Funds First seminar – responding to a regulatory incident in the new world of SMCR

At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By: Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/

Related

DOL Announces Rule Clarifying Joint Employment Under FLSA

Seyfarth Synopsis: On January 12, 2020, the U.S. Department of Labor announced its Final Rule clarif...

Read More >

[Audio] Life With GDPR: Reduction to GDPR Fines by EU Courts

In this episode Jonathan Armstrong and Tom Fox are back to discuss issues relating to data privacy, ...

Read More >

Everything Sucks! Lessons on How NOT to Behave in the Workplace

Everything Sucks! is a Netflix comedy series set in the mid-1990s at Boring High School. The show fo...

Read More >

Supreme Court Rules Six Year Statute of Limitations Applies to More ERISA Lawsuits

On February 26, 2020, the United States Supreme Court issued a decision in the closely watched Intel...

Read More >

Virginia Becomes the Fourth State to Ban Discrimination on the Basis of Hairstyles

On March 3, 2020, Virginia Governor Ralph Northam signed into law HB 1514, which amends the Virginia...

Read More >

[Video] Why Culture Matters-Episode 4, How Does a Company Assess its Culture?

Welcome to this special five-part podcast series with Jay Rosen, VP of Business Development for Affi...

Read More >