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21Sep

Funds First seminar – responding to a regulatory incident in the new world of SMCR

At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By: Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/

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