21Sep
Funds First seminar – responding to a regulatory incident in the new world of SMCR
At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By:
Bryan Cave Leighton Paisner
Source Url: https://www.jdsupra.com/legalnews/funds-first-seminar-responding-to-a-96814/
Related
In today’s edition of Daily Compliance News: The role of coaches in Varsity Blues. (WSJ) New heada...
Read More >
By March 2, 2020, employers must submit their Form 300A information through OSHA’s Injury Tracking ...
Read More >
Multiple Employer Plans: Proposed IRS Regulations Eliminate the “One Bad Apple” Rule - A multipl...
Read More >
On September 18, California Governor Gavin Newsom signed Assembly Bill 5 (AB 5), which adds Section ...
Read More >
Financial institutions M&A sector trends: credit cards/consumer finance — H1 2019 and outlook for H...
Read More >
World Law Group member firms recently collaborated on a Global Venture Capital Guide that covers mor...
Read More >