16Oct
FCA: Working from Home Heightens Insider Trading Risks
 
            
    In an October 12 speech, the Director of Market Oversight for the Financial Conduct Authority (FCA) emphasized the need to adapt insider trading controls to account for changes in working conditions due to COVID-19 restrictions.  The Director’s speech started by discussing that global economic conditions have heightened the need for companies to raise capital, and that the UK has seen a significant portion of this activity, with the FCA citing the fact that “the UK saw a greater volume of...
By: 
Faegre Drinker Biddle & Reath LLP
        
    
 
    Source Url: https://www.jdsupra.com/legalnews/fca-working-from-home-heightens-insider-79510/
    Related
         
         
                    
                   When it comes to effective internal whistleblower hotlines, silence is never a sign of success. It i...
                Read More >
           
         
                    
                   There is a lot currently happening in the European Union. From the latest European Court opinions wi...
                Read More >
           
         
                    
                   "False Claims Act: The Risks to Small Business Government Contractors" is the fifth episode of "Ex R...
                Read More >
           
         
                    
                   DHS recently issued a new I-9 form. This new version is mandated starting May 1. The old form expire...
                Read More >
           
         
                    
                   On September 24, 2019, the U.S. Department of Labor (DOL) issued a final rule that will increase the...
                Read More >
           
         
                    
                   Emerging DSOs should consider tangible, intangible issues before growing too quickly: Expert -   Chr...
                Read More >