X
16Oct

FCA: Working from Home Heightens Insider Trading Risks

In an October 12 speech, the Director of Market Oversight for the Financial Conduct Authority (FCA) emphasized the need to adapt insider trading controls to account for changes in working conditions due to COVID-19 restrictions. The Director’s speech started by discussing that global economic conditions have heightened the need for companies to raise capital, and that the UK has seen a significant portion of this activity, with the FCA citing the fact that “the UK saw a greater volume of...
By: Faegre Drinker Biddle & Reath LLP
Source Url: https://www.jdsupra.com/legalnews/fca-working-from-home-heightens-insider-79510/

Related

NY Law Doesn’t Prevent Arbitration of Sexual Harassment Claims

Recent New York legislation in reaction to the #MeToo movement has sought to limit or foreclose arbi...

Read More >

[Audio] Episode 100 -- Interview of Tom Fox, Compliance Evangelist

In celebration of the 100th episode of Corruption Crime and Compliance, Tom Fox, the Compliance Evan...

Read More >

Rebuilding for Success: Are You Interested in a Construction Leadership Mastermind?

I have been thinking of launching a leadership mastermind for construction professionals.  And this ...

Read More >

Sixth Circuit Gives Employers Roadmap for Dealing With FMLA Abuse

Of all the questions we receive from employers, those involving suspected abuse of intermittent fami...

Read More >

Non-Agricultural Employers May Use Workweek Averaging To Satisfy State Minimum Wage Obligations In Washington

On September 5, 2019, the Washington Supreme Court confirmed that non-agricultural employers may use...

Read More >

New Overtime Pay Regulation in Pennsylvania May Create Obligations for Employers Beyond Federal Requirements

On January 31, 2020, the Pennsylvania Independent Regulatory Review Commission (IRRC) adopted an ame...

Read More >