01Oct
Investment Management and Private Funds Roundtable
Investment Management and Private Funds - Summer enforcement action review; raising money in a pandemic Troutman Pepper partner Gregory J. Nowak hosted a candid review of the investment management space after the summer of 2020. Topics covered: • recent enforcement actions by the SEC – crypto and MCAs • CFTC compliance manual release and enforcement priorities • expenses and disclosure issues • raising capital in a pandemic – is 506(c) finally living up to its promise? Recording link:...
By:
Troutman Pepper
Related
The Federal Motor Carrier Safety Administration drug and alcohol Clearinghouse opened for registrati...
Read More >
Most employers are aware that the Occupational Safety and Health Administration can issue monetary p...
Read More >
Arbitration agreements are a powerful tool in resolving employment actions. As we noted last year, ...
Read More >
On January 21, 2020, New Jersey Governor Murphy enacted major revisions to the New Jersey Millville ...
Read More >
Construction has been deemed an essential industry during this pandemic, but what do employers do wh...
Read More >
The UK government has introduced proposals for extensive new rules and review powers governing forei...
Read More >