01Oct
Investment Management and Private Funds Roundtable
Investment Management and Private Funds - Summer enforcement action review; raising money in a pandemic Troutman Pepper partner Gregory J. Nowak hosted a candid review of the investment management space after the summer of 2020. Topics covered: • recent enforcement actions by the SEC – crypto and MCAs • CFTC compliance manual release and enforcement priorities • expenses and disclosure issues • raising capital in a pandemic – is 506(c) finally living up to its promise? Recording link:...
By:
Troutman Pepper
Related
On May 1, 2020, the Federal Bureau of Investigation issued an intelligence bulletin warning, reporte...
Read More >
Oil & gas dealmaking has plummeted following a period of prolonged low oil prices and a steep fall i...
Read More >
In Neurvana Med., LLC v. Balt USA, LLC, No. 2019-0034-KSJM, 2019 Del. Ch. LEXIS 995 (Ch. Sep. 18, 20...
Read More >
James Doty, former Commissioner of the Public Company Accounting Oversight Board (PCAOB) was once as...
Read More >
As the coronavirus (COVID-19) spreads to countries around the world, employers are developing polici...
Read More >
Seyfarth Synopsis: Vaccinations have been widely debated over the past few years, leaving employers ...
Read More >