01Oct
Investment Management and Private Funds Roundtable
Investment Management and Private Funds - Summer enforcement action review; raising money in a pandemic Troutman Pepper partner Gregory J. Nowak hosted a candid review of the investment management space after the summer of 2020. Topics covered: • recent enforcement actions by the SEC – crypto and MCAs • CFTC compliance manual release and enforcement priorities • expenses and disclosure issues • raising capital in a pandemic – is 506(c) finally living up to its promise? Recording link:...
By:
Troutman Pepper
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