01Oct
Investment Management and Private Funds Roundtable
Investment Management and Private Funds - Summer enforcement action review; raising money in a pandemic Troutman Pepper partner Gregory J. Nowak hosted a candid review of the investment management space after the summer of 2020. Topics covered: • recent enforcement actions by the SEC – crypto and MCAs • CFTC compliance manual release and enforcement priorities • expenses and disclosure issues • raising capital in a pandemic – is 506(c) finally living up to its promise? Recording link:...
By:
Troutman Pepper
Source Url: https://www.jdsupra.com/legalnews/investment-management-and-private-funds-55521/
Related
Seyfarth Synopsis: With limited exception, Puerto Rico has joined the growing list of states that p...
Read More >
It’s hard to keep up with the news these days. It sometimes feels like you can’t step away from yo...
Read More >
It seems almost every day we are presented with more evidence that automation is having profound con...
Read More >
The Takeover Panel (the Panel) has confirmed again in the Moss Bros case how difficult it is for bid...
Read More >
Speaking at the Iowa Federation of Labor’s annual convention in mid-August, 2019, AFL-CIO President...
Read More >
On August 5, 2019, the Department of Labor (“DOL”) published proposed revisions to the Wage and Ho...
Read More >