17Aug
It’s legal until it’s not
Shelf space payments where mutual fund companies pay to get access on a particular 401(k) custodial platform is a trending topic. The payments made are for access and if you don’t pay if you’re a mutual fund company, you don’t play....
By:
Ary Rosenbaum
Source Url: https://www.jdsupra.com/legalnews/it-s-legal-until-it-s-not-77698/
Related
Primary HSR filing threshold will be decreased to $92 million - The Federal Trade Commission has a...
Read More >
On October 15, 2020, the Securities and Exchange Commission (“SEC”) announced settled charges agai...
Read More >
Employers should understand how to handle I-9 inspections by Immigration and Customs Enforcement (IC...
Read More >
1. What constitutes sexual harassment? As per Republic Act No. 7877,1 work, education or training-...
Read More >
The U.S. Department of Justice (DOJ) and the Federal Trade Commission (FTC) (collectively, “Agencie...
Read More >
Dear Legal Mailbag: It is that time again. My superintendent sent out the annual memorandum last we...
Read More >