X
13Jul

SEC Issues Final Rules on Registered Investment Company and Business Development Company Acquisition and Financial Statement Disclosure

The Securities and Exchange Commission (the “SEC”) recently adopted final rules (the “Final Rules”) amending Regulation S-X and related rules and forms in a manner that directly impacts registered investment companies and business development companies (“BDCs”, and together with registered investment companies, “investment companies”) by substantially rewriting the rules that require reporting companies to file certain pre-acquisition financial statements, as well as certain financial statements...
By: Proskauer Rose LLP
Source Url: https://www.jdsupra.com/legalnews/sec-issues-final-rules-on-registered-34024/

Related

NEWSFLASH: Italy – Government extends "golden powers" on FDI during the COVID-19 emergency

On 8 April 2020, the Italian government adopted the wide-ranging Law Decree No. 23 (Urgent Measures ...

Read More >

[Audio] Daily Compliance News: November 14, 2019, the Astros Caught Cheating edition

In today’s edition of Daily Compliance News: 1. McDermott doesn’t bother to tell lenders it was u...

Read More >

New York Clarifies "Emergency" and "Essential" Construction

Following Governor Cuomo’s order and the Empire State Development (ESD) guidance on March 27, 2020,...

Read More >

Coronavirus: Workplace Considerations Related to Global Supply Shortages and Employee Travel

The coronavirus has significantly impacted supply chains across the globe, and while companies exper...

Read More >

EEOC Sues Center One for Religious Discrimination

Call Center Company Refused to Accommodate Religious Beliefs and Practices of Employee, Federal Agen...

Read More >

Internet Job Postings Pose Legal Perils for Employers

Today social media platforms, including Facebook and LinkedIn, allow employers to target their job l...

Read More >