X
13Jul

SEC Issues Final Rules on Registered Investment Company and Business Development Company Acquisition and Financial Statement Disclosure

The Securities and Exchange Commission (the “SEC”) recently adopted final rules (the “Final Rules”) amending Regulation S-X and related rules and forms in a manner that directly impacts registered investment companies and business development companies (“BDCs”, and together with registered investment companies, “investment companies”) by substantially rewriting the rules that require reporting companies to file certain pre-acquisition financial statements, as well as certain financial statements...
By: Proskauer Rose LLP
Source Url: https://www.jdsupra.com/legalnews/sec-issues-final-rules-on-registered-34024/

Related

The EU "Club" Gets More Exclusive: Closing The Doors On Foreign Subsidies?

Although the EU has strict rules that limit the circumstances in which Member States can subsidize c...

Read More >

Vermont Legislative Update 02-14-2020 - An analysis from DRM's Government & Public Affairs Team

Divided House committee approves Act 250 compromise - After more than a year of work, the House Nat...

Read More >

Transportation/Drug Testing: U.S. Department of Transportation Updates/Clarifies Status of Medical Marijuana/Hemp/CBD Oil

The United States Department of Transportation (“DOT”) Office of Drug and Alcohol issued a Februar...

Read More >

OFCCP Issues Opinion Letter on Whether Pre-Approved Pay Analysis Groupings Will be Accepted in Future Audits

On July 22, 2019, the Office of Federal Contract Compliance Programs (OFCCP) issued its second Opini...

Read More >

[Video] Trekking Through Compliance-Episode 50 – Patterns of Force

In this episode of Trekking Through Compliance, we consider the episode Patterns of Force which aire...

Read More >

ASIC Releases Draft Whistleblower Policy Guide

On 1 July 2019, the Treasury Laws Amendment (Enhancing Whistleblower Protections) Act 2019 (Act) cam...

Read More >