30Jun
[Video] The Affiliated Monitors Expert Podcast Series -What areas should be assessed in an overall compliance program assessment?
In this episode I visit with Vin DiCianni on how ethical culture is a part of an overall ethics and compliance program assessment and how to go about it. We began with an exploration around the areas assessed to help determine if a company has an ethical culture. DiCianni said you need a framework for such an assessment. DiCianni advocates starting with the program itself. This means a review of what does the organization’s compliance program look like and does it meet the foundational...
By:
Thomas Fox
Source Url: https://www.jdsupra.com/legalnews/the-affiliated-monitors-expert-podcast-s-90319/
Related
General - European Commission imposes interim measures for first time in nearly two decades - The ...
Read More >
Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the...
Read More >
Advisors ask me all the time of the role of education in participant-directed 401(k) plans. Particip...
Read More >
Ten years ago, the Ninth Circuit upheld the certification of a sprawling nationwide class action in ...
Read More >
As we previously reported, Illinois implemented the Illinois Secure Choice Savings Program (Program)...
Read More >
Navigating the Multilane Highway of Construction Dispute Resolution - Using a deliberate and though...
Read More >