22Jul
You and shelf space payments
Shelf space payments where mutual funds pay a platform a fee for space on their 401(k) shelf of investments is the newest thing, especially as a way to replace the loss of revenue sharing. One provider, in particular, is under investigation for these...
By:
Ary Rosenbaum
Related
Welcome to Episode 4 of Compliance Man Chooses the Target with Tim Khasanov-Batirov. My goal is to h...
Read More >
On September 13, 2019, the California Senate and Assembly unanimously passed an amendment to the Cal...
Read More >
The State of Illinois has enacted new laws and amendments that create new requirements and obligatio...
Read More >
The Central Bank of Ireland (the “Central Bank”) has published two documents which are significant...
Read More >
If your company sponsors a 401(k) or 403(b) plan that allows participants to take hardship distribut...
Read More >
Earlier this week, the Third Circuit held in Delaware River Joint Toll Bridge Commission v. Secretar...
Read More >